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Tax Alpha Over Investment Alpha Framework

Reusability

Focus optimization efforts on tax reduction strategies rather than trying to beat market returns through security selection

How It Works

Tax savings are guaranteed and immediate, while investment alpha is uncertain and rare. Tax optimization provides reliable outperformance.

Components

1

Maximize tax-advantaged accounts first

2

Implement tax-loss harvesting strategies

3

Use municipal bonds for cash positions

4

Consider direct indexing for additional losses

5

Structure investments for long-term capital gains

6

Time realizations for optimal tax treatment

When to Use

When you're in high tax brackets (35%+ marginal rate) with significant investable assets

When Not to Use

When in low tax brackets or with minimal assets where tax optimization complexity isn't worthwhile

Anti-Patterns to Avoid

Chasing investment alpha while ignoring tax efficiencyMaking investment decisions purely for tax reasonsOver-complicating with marginal tax strategies

Example

Instead of trying to beat S&P 500 returns, focus on direct indexing to harvest 30-40% in tax losses while matching market performance, creating guaranteed alpha through tax savings.